» Advocacy groups weigh in on calls to change quarterly reporting
26/03/19 12:10 from Jim Hamilton's World of Securities Regulation

» SEC IM Division seeks comment on custody rule issues
25/03/19 12:00 from Jim Hamilton's World of Securities Regulation

» SEC modernizes and simplifies Regulation S-K disclosure requirements
22/03/19 13:46 from Jim Hamilton's World of Securities Regulation

» Compliance Bricks and Mortar for March 22
22/03/19 10:30 from Compliance Building
These are some of the compliance-related stories that recently caught my attention. The Federal Courts Are Running An Online Scam by Seamus Hughes in Politico But I’m here to tell you that PACER—Public Access to Court Electronic Records—...

» Comment period for CFTC’s high-profile SEF and trade execution rule proposal closes; disagreements among stakeholders remain paramount
21/03/19 11:43 from Jim Hamilton's World of Securities Regulation

» Roisman ICI address takes on role of proxy advisory firms
20/03/19 12:21 from Jim Hamilton's World of Securities Regulation

» Canadian authorities roll out framework for regulation of crypto-asset trading platforms
19/03/19 13:12 from Jim Hamilton's World of Securities Regulation

» Latham attorneys examine developments in SEC’s approach to cryptocurrency regulation
18/03/19 12:38 from Jim Hamilton's World of Securities Regulation

» Senate Agriculture Committee gives warm reception to nominee for CFTC Chairman
15/03/19 12:00 from Jim Hamilton's World of Securities Regulation

» Compliance Bricks and Mortar for March 15
15/03/19 10:30 from Compliance Building
These are some of the compliance-related stories that recently caught my attention. Listing Gaps, Merger Waves, and the Privatization of U.S. Equity Finance by Gabriele Lattanzio, William L. Megginson and Ali Sanati in The CLS Blue ...

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